(Syllabus) IIBF: Certified Banking Compliance Professional
Course
Syllabus for online examination
The details of the prescribed syllabus which is indicative are furnished in
this booklet. The Institute however, also reserves to itself the right to vary
the syllabus / rules / fee structure from time to time. Any alterations made
will be notified.
Paper-I : Risk, Regulation & Governance
Module-A : An overview
a) Risk definition / policies
Risk Process-Risk Organization - Key risks-Credit risk, market risk,
operational risk, liquidity risk, legal risk, interest rate risk and currency
risk
b) Asset Liability Management
ALM Concept - ALM organization - ALCO techniques / tools - Simulation, Gap,
Duration analysis, Linear and other statistical methods of control
c) Risk measurement & Control
Calculation - Risk exposure analysis - Risk management / mitigation policy -
Risk immunization policy / strategy for fixing exposure limits - Risk management
policy and procedure - Risk adjusted return on capital - Capital adequacy norms
d) Risk management
Capital adequacy norms - Prudential norms - Exposure norms - Concept of Mid
office - Forwards - Futures - Options - Strategies and Arbitrage opportunities -
Regulatory prescriptions of risk management
Module-B : Credit Risk Management
Introduction - Basel-I - Three pillars of Basel-II and Capital for
Operational risk - Frame work for risk management - RBI guidelines on risk
management
- Risk rating and risk pricing - Methods for estimating capital requirements
- Credit risk - standardized approach - Credit risk - advanced approach - Credit
rating / credit scoring and rating system design - Credit Bureaus - Stress test
and sensitivity analysis - Internal Capital Adequacy Assessment Process (ICAAP)
- Introduction to structured products
